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FORM 4
[ ] Check this box if no longer
subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
Cashman III, James E.
(Last) (First) (Middle)
Southpointe
275 Technology Drive
(Street)
Canonsburg, PA 15317
(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol ANSYS, Inc.
[ANSS] 3. I.R.S. Identification
Number of Reporting Person, if an entity (voluntary) |
4. Statement for Month/Day/Year 12/30/2002
5. If Amendment, Date of Original (Month/Day/Year) |
6. Relationship of Reporting Person(s) to Issuer
(Check all applicable) X Director
10% Owner
X Officer (give title below)
Other (specify below)
Description
President & Chief Executive Officer
7. Individual or Joint/Group
Filing (Check Applicable Line) X Form filed by One Reporting Person
Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1. Title of Security (Instr. 3) |
2.Transaction
Date (Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4, and 5) |
5. Amount of
Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Owner-
ship Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of
Indirect Beneficial Ownership (Instr. 4) |
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Code
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V
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Amount
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A/D
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Price
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Common Stock
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12/27/2002
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M
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2,000
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A
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$6.00
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6,593
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D
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security
(Instr. 3) |
2. Conver-
sion or Exercise Price of Deri- vative Security |
3. Transaction Date
(Month/ Day/ Year) |
3A. Deemed Execution Date, if any
(Month/ Day/ Year) |
4. Transaction Code (Instr.8) |
5. Number of Derivative Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable(DE) and
Expiration Date(ED) (Month/Day/Year) |
7. Title and Amount of
Underlying Securities (Instr. 3 and 4) |
8. Price
of Derivative Security (Instr.5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.4) |
10. Owner- ship Form of Deriv- ative Securities: Direct (D) or Indirect (I) (Instr.4) |
11. Nature of Indirect Beneficial Ownership (Instr.4) |
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Code
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V
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A
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D
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DE
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ED
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Title
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Amount or Number of Shares
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| Options to Purchase | $7.875 |
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(1)
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10/8/07
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Common stk
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70,000
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$
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70,000
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D
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| Options to Purchase | $9.625 |
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(2)
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06/02/08
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Common Stk
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20,000
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$
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20,000
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D
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| Options to Purchase | $6.00 | 12/27/2002 |
M
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2,000 |
(3)
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10/14/08
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Common Stk
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28,000
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$
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28,000
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D
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| Options to Purchase | $6.875 |
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(4)
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03/31/09
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Common Stk
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100,000
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$
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100,000
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D
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| Options to Purchase | $10.25 |
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(5)
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01/28/10
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Common Stk
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100,000
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$
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100,000
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D
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| Options to Purchase | $11.4375 |
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(6)
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02/02/11
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Common Stk
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100,000
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$
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100,000
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D
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| Options to Purchase | $22.50 |
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(7)
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02/06/12
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Common Stk
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80,000
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$
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80,000
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D
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| $ |
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$
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| $ |
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Totals
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498,000
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$
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498,000
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(1) The option grant of 70,000 shares vests in four equal installments beginning on 10/08/1998
(2) The option grant of 20,000 shares vests in four equal installments beginning on 06/02/1999 (3) The option grant of 30,000 shares vests in four equal installments beginning on 10/14/1999 (4) The option grant of 100,000 shares vests in four equal installments beginning on 03/31/2000 (5) The option grant of 100,000 shares vests in four equal installments beginning on 01/28/2001 (6) The option grant of 100,000 shares vests in four equal installments beginning on 02/02/2002 (7) The option grant of 80,000 shares vests in four equal installments beginning on 02/06/2003 |
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By: /s/ ** Signature of Reporting Person Date SEC 1474 (9-02) |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |